Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nowicki is a registered representative with Northwestern Mutual Investment Services, LLC, based in Milwaukee, WI. James has been in the securities industry since April 2021. James has passed the Series 63, Series 7TO, and the Securities Industry Essentials Exam (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
04/16/2021 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
BC
Issued 05/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/16/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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