Unclaimed
James Norton Haas is a registered representative with PFS Investments Inc. James has been in the industry since July 17, 1983. James is currently registered with the following states: Alabama, Arkansas, Florida, Georgia, Illinois, Iowa, Kentucky, Louisiana, Mississippi, Missouri, New York, Tennessee, Texas, Virginia, and Wisconsin. James is also registered as an investment advisor representative with PFS Investments Inc. in Louisiana and Texas. James is a licensed securities agent in Louisiana. James has passed the following securities exams: Series 63, Series 26, SIE, and Series 6. James has also completed the Investment Company Products/Variable Contracts Representative Examination. James has been with PFS Investments Inc. since August 1981 and has also worked for Primerica Financial Services Home Mortgages and Primerica Financial Services. James is a part-time or full-time, for companies affiliated with PFS Investments Inc. James may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
LA
01/31/2019 - Present
PFS Investments Inc. (METAIRIE LA)
BC
Issued 10/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1985
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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