Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James norman? Claim Your ProfileJames Norman Deitrich, a veteran in the financial industry with over 30 years of experience, is a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc., offering a range of financial services to clients across numerous states. Deitrich’s expertise spans investment management, portfolio management, and pension consulting. Deitrich has held various positions throughout their career, including roles at Hightower Securities, LLC, and Trade$Aver Inc. Deitrich is dedicated to providing clients with the highest level of personalized service and tailored financial strategies to help achieve their individual goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/27/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
PA
02/19/2013 - 02/05/2015
HIGHTOWER SECURITIES, LLC (WAYNE PA)
PA
03/24/2009 - 02/19/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYNE PA)
PA
03/30/1989 - 12/20/2005
NF CLEARING, INC. (PHILADELPHIA PA)
NA
08/29/1986 - 03/02/1989
TRADE$AVER INC.
BOTH
Issued 03/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/1988
Series 24 - General Securities Principal Examination
BC
Issued 08/25/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/10/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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