Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Noonan is an investment advisor representative with Piper Sandler & Co. James has been in the industry since 2021, James has passed the Series 87, Series 7TO and SIE exams. James was previously employed at CORNERSTONE MACRO LLC. James is registered with FINRA and has 11 approved SRO registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/07/2022 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
03/05/2021 - 02/16/2022
CORNERSTONE MACRO LLC (New York NY)
BC
Issued 06/11/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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