Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nicholas Tomeo is a financial professional with over 20 years of experience in the securities industry. He is currently registered with Allstate Financial Services, LLC and has been with the firm since 2007. Prior to that, James held positions at several other firms, including IFMG Securities, Inc., Citigroup Investment Services, and J.B. Oxford & Company. James has a strong track record of success in providing financial advice and investment management services to individuals and families. He is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/07/2007 - Present
Allstate Financial Services, LLC (MINEOLA NY)
NY
09/15/2004 - 11/06/2006
IFMG SECURITIES, INC. (BROOKLYN NY)
NY
09/03/2003 - 09/15/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
01/22/2001 - 08/31/2001
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
NY
11/24/1999 - 08/07/2000
ROYAL HUTTON SECURITIES CORP. (NEW YORK NY)
CA
03/29/1999 - 08/18/1999
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
NJ
09/26/1997 - 10/07/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CA
03/14/1996 - 03/26/1997
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
MA
07/05/1995 - 11/28/1995
JMC FINANCIAL CORPORATION (BOSTON MA)
NJ
11/15/1993 - 04/25/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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