Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nicholas Sarandis is a financial advisor at Arete Wealth Advisors, LLC. James is a registered representative with FINRA and a registered investment advisor in Texas. James has been in the financial services industry since 2017. James has experience in providing financial planning, portfolio management, and pension consulting services. James also holds a Series 66 license, a Series 7 license and the Securities Industry Essentials Examination (SIE). James is a graduate of Oklahoma State University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
TX
02/05/2021 - Present
Arete Wealth Advisors, LLC (Rockwell TX)
TX
01/04/2018 - 09/09/2020
PARK AVENUE SECURITIES LLC (DALLAS TX)
TX
09/15/2017 - 01/10/2018
LPL FINANCIAL LLC (DALLAS TX)
BOTH
Issued 10/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Sarandis is the right advisor for you? Invested Better is here to help.
