Unclaimed
James Kuperus is a registered representative with Tp Icap Global Markets Americas Llc. James has been in the industry since July 19, 2007 and is currently registered with FINRA and the state of New Jersey. James has passed the Series 7 and the SIE exam. James was previously registered with Tullett Prebon Financial Services LLC, Prebon Financial Products Inc. and Tullett Liberty Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/04/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
01/11/2008 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
07/20/2007 - 01/15/2008
TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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