Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nicholas Gorwitz is a financial advisor who is currently registered with Charles Schwab & CO., Inc. based in Westlake, TX. James has been in the financial services industry since 2019 and is registered with the state of Texas. James holds FINRA Series 7TO, Series 6TO, and SIE licenses, as well as the Series 63. Previously, James was a registered representative at J.P. MORGAN SECURITIES LLC, based in Davie, FL from 2019 to 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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TX
09/19/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
FL
08/15/2019 - 06/27/2022
J.P. MORGAN SECURITIES LLC (DAVIE FL)
BC
Issued 10/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/15/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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