Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nicholas Brumder is a financial advisor currently registered with Fidelity Brokerage Services LLC. James has been in the securities industry since July 12, 2015. James holds Series 63, Series 7, Series 9, Series 10 and SIE licenses and is currently registered to sell securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
07/13/2015 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 07/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/27/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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