Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nicholas Beckedorff is a financial professional with over 14 years of experience in the industry. James is currently registered with Daiwa Capital Markets America Inc. James has also been previously employed with MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC.. James holds the Series 7, Series 66, and SIE licenses, and is registered in 36 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/07/2014 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
09/01/2011 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
09/20/2006 - 09/12/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 12/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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