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James Nevins Gaudion

PNC Investments

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About James Nevins Gaudion

James Nevins Gaudion is a Registered Representative at PNC Investments, a firm that manages approximately $23.9 billion in assets. James has been in the financial services industry since December 14, 2012. James has passed the Uniform Securities Agent State Law Examination (Series 63), the General Securities Representative Examination (Series 7), the General Securities Principal Examination (Series 24), the Securities Industry Essentials Examination (SIE), and the Uniform Investment Adviser Law Examination (Series 65). James is registered with the Financial Industry Regulatory Authority (FINRA), as well as with the state of Indiana. James's area of expertise is providing portfolio management for businesses and individuals.

Firm Information

James Gaudion is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Gaudion’s Registration & Firm History

PA

10/01/2021 - Present

PNC Investments (PITTSBURGH PA)

IN

06/25/2012 - 12/18/2020

PNC CAPITAL MARKETS LLC (INDIANAPOLIS IN)

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Licenses & Designations

IA

Issued 10/01/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/06/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Nevins Gaudion.
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