Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nendel Pepperman is a financial advisor with over 27 years of experience in the industry. James is registered with Alden Capital, a firm with 17 registered representatives and a total of 926 client accounts. James is also registered with the states of Delaware, Florida, Massachusetts, New Jersey, Pennsylvania and Virginia. James has been involved with a number of firms, including MCG SECURITIES LLC, Azarías Capital Partners, LLC, and J Alden Associates, Inc. James is currently with Alden Capital in the WAYNE, PA office. James holds the Series 6, Series 7, Series 63, Series 65 and SIE licenses. James specializes in investments for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
06/04/2020 - Present
Alden Capital (WAYNE PA)
PA
10/15/2014 - 06/18/2020
MCG SECURITIES LLC (Malvern PA)
PA
05/19/2010 - 10/16/2014
NFP SECURITIES, INC. (WEST CHESTER PA)
PA
02/16/1999 - 05/24/2010
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
GA
08/13/1996 - 02/08/1999
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NY
07/12/1994 - 08/07/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 07/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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