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James Nelson Burnes

Cantor Fitzgerald & Co.

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About James Nelson Burnes

James Nelson Burnes is a financial professional with over 20 years of experience in the industry. James is currently registered with Cantor Fitzgerald & Co., a leading financial services firm, and is licensed in California and New York. Previously, James was employed by several other financial institutions, including Cowen and Company, Oppenheimer & Co. Inc., Credit Suisse Securities (USA) LLC, and Lehman Brothers Inc. James holds several professional licenses and certifications, including Series 7, 63, SIE and 79TO.

Firm Information

James Burnes is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Burnes’s Registration & Firm History

CA

09/26/2016 - Present

Cantor Fitzgerald & Co. (SAN FRANCISCO CA)

CA

11/01/2010 - 09/30/2016

COWEN AND COMPANY (San Francisco CA)

NY

03/18/2009 - 11/02/2010

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

05/08/2006 - 02/20/2009

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

03/28/2001 - 05/10/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/30/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Nelson Burnes.
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