Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nelson Ball is a financial professional with over 39 years of experience in the financial services industry. James is currently registered with Commonwealth Financial Network and holds Series 6, 7, 22, 62 and 63 licenses. James is a Chartered Financial Consultant and offers financial planning services to individuals, businesses, high-net-worth individuals, pension and profit-sharing plans, and corporations. James is also a member of the Board of Directors for Avidia Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/17/2013 - Present
Commonwealth Financial Network (WESTBOROUGH MA)
NA
02/16/1984 - 07/11/1988
MONARCH SECURITIES, INC.
BC
Issued 01/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/15/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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