Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Neil Parsons is a financial advisor with over 30 years of experience in the financial services industry. James is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 6, 7 and 63 licenses, and the SIE exam. James is currently registered with Janney Montgomery Scott LLC and has been registered with them since June 2023. James previously held positions with EDWARD D. JONES & CO., L.P., WELLS FARGO ADVISORS, LLC and WELLS FARGO CLEARING SERVICES, LLC. James has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals. James is registered to provide investment advice in California, Colorado, District of Columbia, Florida, Illinois, Indiana, Iowa, Kentucky, Maine, Maryland, Massachusetts, Missouri, Nebraska, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington and West Virginia. James is also registered as an investment advisor representative in New Jersey, Ohio, Texas, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
OH
06/30/2023 - Present
Janney Montgomery Scott LLC (MARIETTA OH)
WV
07/05/2016 - 06/30/2023
WELLS FARGO CLEARING SERVICES, LLC (CHARLESTON WV)
MA
04/09/1998 - 07/06/2016
EDWARD JONES (BOSTON MA)
IL
02/05/1996 - 04/04/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
WI
08/10/1988 - 02/04/1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
08/10/1988 - 12/31/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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