Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Neil McMurdie is a financial advisor who has been in the industry since August 1994. Currently, James McMurdie is registered with Directed Services LLC, based in DES MOINES, IA. Before that, James McMurdie was registered with VOYA FINANCIAL PARTNERS, LLC, based in WINDSOR, CT and with CAPITAL BROKERAGE CORPORATION, based in GLEN ALLEN, VA. James McMurdie holds Series 6, 26, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
06/22/2018 - Present
Directed Services LLC (DES MOINES IA)
CT
05/15/1998 - 06/22/2018
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
VA
09/01/1994 - 05/15/1998
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BC
Issued 08/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James McMurdie is the right advisor for you? Invested Better is here to help.
