Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Franzen is a financial advisor with over 30 years of experience in the financial services industry. James is currently registered with Cutter & Company, Inc. James has held previous positions with Berthel, Fisher & Company Financial Services, Inc., A. G. Edwards & Sons, Inc., and NWNL Management Corporation. James offers a variety of financial services including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
01/13/2006 - Present
Cutter & Company, Inc. (DENVER IA)
IA
02/25/2004 - 07/01/2005
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
MO
07/16/1991 - 03/15/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CT
03/16/1989 - 08/06/1991
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
BC
Issued 09/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1991
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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