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James Neil Arkin

Allstate Financial Services, LLC

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About James Neil Arkin

James Arkin is a financial advisor at Allstate Financial Services, LLC. James has been in the financial industry since August 18, 2000. He has held previous positions with Mutual of Omaha Investor Services, Inc. and Park Avenue Securities LLC. James has passed the Series 6, Series 63, and SIE exams. He is currently licensed in Arizona and Texas. James's clients are located in Phoenix, Arizona.

Firm Information

James Arkin is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Arkin’s Registration & Firm History

AZ

04/19/2018 - Present

Allstate Financial Services, LLC (PHOENIX AZ)

AZ

01/14/2015 - 03/30/2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PHOENIX AZ)

AZ

05/07/2007 - 04/15/2011

PARK AVENUE SECURITIES LLC (PHOENIX AZ)

AZ

10/29/1996 - 05/04/2007

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 01/20/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Neil Arkin.
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