Unclaimed
James Arkin is a financial advisor at Allstate Financial Services, LLC. James has been in the financial industry since August 18, 2000. He has held previous positions with Mutual of Omaha Investor Services, Inc. and Park Avenue Securities LLC. James has passed the Series 6, Series 63, and SIE exams. He is currently licensed in Arizona and Texas. James's clients are located in Phoenix, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
04/19/2018 - Present
Allstate Financial Services, LLC (PHOENIX AZ)
AZ
01/14/2015 - 03/30/2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PHOENIX AZ)
AZ
05/07/2007 - 04/15/2011
PARK AVENUE SECURITIES LLC (PHOENIX AZ)
AZ
10/29/1996 - 05/04/2007
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PHOENIX AZ)
BC
Issued 01/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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