Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nealon is a registered representative with Wells Fargo Securities, LLC. James has been in the industry since May 1, 2022 and is registered with the Securities Industry and Financial Markets Association (FINRA). James is also registered with the state of New York and is licensed to sell securities in all 50 states and the District of Columbia. James holds the Series 63, Series 79TO and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/02/2022 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 04/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure James Nealon is the right advisor for you? Invested Better is here to help.
