Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Price is a financial professional with over 6 years of experience in the industry. James is currently registered with The Leaders Group, Inc. in Littleton, CO. Prior to that, James worked for INNOVATION PARTNERS LLC in Charlotte, NC. James holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/17/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NC
12/05/2018 - 09/23/2019
INNOVATION PARTNERS LLC (CHARLOTTE NC)
BC
Issued 12/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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