Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Neal Plummer is a financial advisor with Avantax Advisory Services. James has been working in the financial services industry since 1984 and has a wide range of experience. James has passed the Series 6, 7, 22, and 63 exams, as well as the SIE exam. James is also a Certified Financial Planner. James has been registered with Avantax Advisory Services since 2021. James also provides tax preparation and accounting services through Plummer Financial Services. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
08/02/2021 - Present
Avantax Advisory Services (DELMAR NY)
NA
10/24/1984 - 06/13/1986
IDS MARKETING CORPORATION
NA
10/24/1984 - 06/11/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 01/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2019
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/13/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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