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James Neal Beckman

Truist Advisory Services, Inc.

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About James Neal Beckman

James Neal Beckman is a financial advisor associated with Truist Advisory Services, Inc. James has over 26 years of experience in the financial services industry. James holds Series 7, Series 63, and Series 65 licenses. James is also a Registered Investment Advisor in Florida and Texas.

Firm Information

James Beckman is currently registered with Truist Advisory Services, Inc.. Truist Advisory Services, Inc. is an investment advisor registered with the SEC. They provide financial planning, portfolio management for individuals and businesses, publication of periodicals, selection of other advisors, and wrap fee products and financial profiling services. Their main office is located in Atlanta, GA and they have approximately 2,079 investment advisor representatives and 1,756 licensed agents. They manage over $61 billion in assets for individuals, high-net-worth individuals, corporations, and other clients.
Truist Advisory Services, Inc.

303 PEACHTREE CENTER AVENUE,

ATLANTA, GA 30303

$61.37B

Assets Under Management

560

Total Clients

1,881

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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wrap fee product and financial profiling services using desktop software

Wrap fee product and financial profiling services using desktop software

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Beckman’s Registration & Firm History

FL

02/06/2023 - Present

Truist Advisory Services, Inc. (NAPLES FL)

FL

05/13/2009 - 11/14/2022

FIFTH THIRD SECURITIES, INC. (ESTERO FL)

NJ

03/20/2006 - 08/07/2007

HSBC SECURITIES (USA) INC. (FORT LEE NJ)

NY

11/22/2005 - 03/06/2006

BNY INVESTMENT CENTER INC. (NEW YORK NY)

PA

01/21/2004 - 11/17/2005

COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)

NY

08/16/2002 - 01/26/2004

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

07/02/2001 - 08/22/2002

QUICK & REILLY, INC. (NEW YORK NY)

NY

05/03/1999 - 07/24/2001

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

01/27/1999 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NY

06/20/1997 - 02/02/1999

DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)

NY

08/14/1996 - 10/27/1997

CORTLANDT CAPITAL CORPORATION (NEW YORK CITY NY)

NY

09/19/1996 - 10/30/1996

ROAN CAPITAL PARTNERS L.P. (NEW YORK NY)

NY

09/09/1996 - 09/24/1996

NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)

NY

05/21/1996 - 08/12/1996

COLIN WINTHROP & CO., INC. (JERICHO NY)

NY

04/02/1996 - 06/05/1996

GREENWAY CAPITAL CORP. (NEW YORK CITY NY)

NY

08/08/1994 - 12/07/1994

FAHNESTOCK & CO., INC. (NEW YORK NY)

NA

05/18/1994 - 08/08/1994

REICH & CO., INC.

NY

03/22/1994 - 05/09/1994

D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)

NA

10/19/1993 - 03/28/1994

REICH & CO., INC.

NJ

08/17/1993 - 10/27/1993

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

NA

03/26/1993 - 08/13/1993

REICH & CO., INC.

NY

02/01/1993 - 03/10/1993

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/29/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Neal Beckman. Review regulatory record here.
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