Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Augustine is a financial professional with over 30 years of experience in the industry. James is currently registered with FHN Financial Securities Corp. in Memphis, TN and Little Rock, AR and has held prior roles at Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Bear, Stearns & Co. Inc., Morgan Keegan & Company, Inc., Vining-Sparks IBG, Limited Partnership, and Union Planters Investment Bankers Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
08/18/2015 - Present
FHN Financial Securities Corp. (MEMPHIS TN)
TN
03/07/2012 - 08/12/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
06/04/2008 - 03/07/2012
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
03/21/2006 - 06/06/2008
BEAR, STEARNS & CO. INC. (MEMPHIS TN)
TN
12/21/1994 - 03/10/2006
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
07/21/1992 - 11/18/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
TN
04/06/1992 - 07/01/1992
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
NY
07/15/1991 - 04/16/1992
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
06/20/1989 - 10/12/1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
BC
Issued 09/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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