Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Meehan is a financial advisor with USI Advisors, based in Glastonbury, CT. James has been in the financial industry since 2000 and has a variety of experience working with clients in Connecticut and New York. He has a broad range of experience, with previous roles at several firms including LPL Financial, The Investment Center, and Sentinel Securities. James holds the Series 6, 7, 31, 63 and 66 licenses. James works with a variety of clients including insurance companies, investment companies, charitable organizations, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Seminars and consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
02/07/2018 - Present
USI Advisors (Glastonbury CT)
CT
06/05/2019 - 09/12/2022
USI SECURITIES, INC. (GLASTONBURY CT)
NY
10/06/2016 - 06/08/2017
THE INVESTMENT CENTER, INC. (NEW YORK NY)
NY
06/28/2016 - 10/17/2016
LPL FINANCIAL LLC (NEW YORK NY)
NY
03/03/2015 - 02/08/2016
SENTINEL SECURITIES, INC. (New York NY)
NY
05/01/2012 - 11/19/2014
NFP ADVISOR SERVICES, LLC (NEW YORK NY)
NY
07/28/2009 - 02/08/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NJ
03/21/2006 - 02/27/2009
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
09/29/2000 - 03/15/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
CT
01/12/1998 - 11/17/1999
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 08/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure James Meehan is the right advisor for you? Invested Better is here to help.
