Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Henderson is a financial advisor with over 17 years of experience in the financial services industry. James currently works with Cetera Investment Advisers LLC and is registered to provide investment advice in Missouri. James has held previous roles with companies such as VOYA FINANCIAL ADVISORS, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. James is also licensed in multiple states including Alabama, Arizona, Colorado, Florida, Illinois, Kansas, Maryland, Michigan, Missouri, Montana, Tennessee, Virginia, Washington, and Wisconsin. James is committed to providing clients with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
06/29/2023 - Present
Cetera Investment Advisers LLC (COLUMBIA MO)
MO
03/24/2017 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (COLUMBIA MO)
MO
07/19/2006 - 12/24/2008
METLIFE SECURITIES INC. (COLUMBIA MO)
MO
07/19/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (COLUMBIA MO)
MO
01/01/2006 - 06/23/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBIA MO)
BOTH
Issued 4/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/2/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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