Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nance Haltiwanger is a financial advisor with Raymond James & Associates, Inc. James has been in the financial industry since 2012. James is a Certified Financial Planner and holds Series 7, 31 and 66 licenses, as well as the SIE exam. James has been registered with the state of South Carolina since 2013 and is also registered in other states including Arkansas, California, Florida, Georgia, Kentucky, Minnesota, Missouri, New York, North Carolina, Ohio, Tennessee, Virginia and Washington. James's previous experience was with Morgan Stanley Smith Barney. James is also a member of the Advisory Board of the Phillis Wheatley Community Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/13/2013 - Present
Raymond James & Associates, Inc. (GREENVILLE SC)
SC
02/06/2012 - 05/30/2012
MORGAN STANLEY SMITH BARNEY (GREENVILLE SC)
BOTH
Issued 03/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 01/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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