Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Weinberg is a financial advisor with over 20 years of experience. James has been registered with LPL Financial LLC since May 2023 and previously worked at Sigma Financial Corporation. James is licensed to offer securities in Arizona, Florida, Illinois, Indiana, Missouri, North Carolina, Texas, Utah, and Wisconsin. James is also licensed to offer investment advisory services in Illinois and Texas. James holds the Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/26/2024 - Present
LPL Financial LLC (LISLE IL)
IL
01/07/2011 - 05/15/2023
SIGMA FINANCIAL CORPORATION (LISLE IL)
IL
10/05/2009 - 01/11/2011
AMERIPRISE FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)
IL
05/27/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (NAPERVILLE IL)
MO
04/02/2002 - 06/01/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 08/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Weinberg is the right advisor for you? Invested Better is here to help.
