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James N Fujita

U.s. Bancorp Advisors, LLC

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About James N Fujita

James Fujita is a financial advisor with U.S. Bancorp Advisors, LLC in Glendale, CA. James has been working in the financial industry since 2004 and is registered to provide financial advice in California. James has experience providing financial advice to individuals, high net worth individuals, corporations and charitable organizations. James also has experience with pension and profit sharing plans. James is a licensed Series 6, 7, 24, 52, 53 and 66 financial advisor. James has also passed the SIE exam.

Firm Information

James Fujita is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Fujita’s Registration & Firm History

CA

11/21/2018 - Present

U.s. Bancorp Advisors, LLC (GLENDALE CA)

CA

11/10/2011 - 11/14/2018

CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)

CA

09/07/2006 - 11/27/2009

NATIONAL PLANNING CORPORATION (SANTA MONICA CA)

CA

10/31/2005 - 08/18/2006

AIG FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

AZ

07/06/2004 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 04/10/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/10/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/19/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2005

Series 7 - General Securities Representative Examination

BC

Issued 07/05/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James N Fujita.
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