Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Myron Myers is a financial advisor with LPL Financial LLC in MADISON, WI. James has been in the industry since 2003 and is registered with FINRA and the state of Wisconsin. James holds Series 6, 7, 63, and 66 licenses and has previously been registered with SII INVESTMENTS, INC., CETERA ADVISOR NETWORKS LLC, AMERITAS INVESTMENT CORP., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, PROEQUITIES, INC., and MONY SECURITIES CORPORATION. James provides a range of services, including financial planning, portfolio management, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
02/14/2018 - Present
LPL Financial LLC (MADISON WI)
WI
02/01/2016 - 02/14/2018
SII INVESTMENTS, INC. (MADISON WI)
WI
04/01/2010 - 01/21/2016
CETERA ADVISOR NETWORKS LLC (MADISON WI)
WI
08/20/2009 - 04/09/2010
AMERITAS INVESTMENT CORP. (MADISON WI)
MA
06/06/2006 - 08/06/2009
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/06/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
AL
08/26/2004 - 12/31/2005
PROEQUITIES, INC. (BIRMINGHAM AL)
NY
10/02/2002 - 04/16/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 04/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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