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James Murphy McLain

FTI Capital Advisors, LLC

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About James Murphy McLain

James McLain is a financial advisor with FTI Capital Advisors, LLC. James has been in the financial services industry since 2002. James is registered in 7 states, including New York, California, Connecticut and Massachusetts. James holds the Series 63, Series 7 and Series 79 securities licenses. James has also passed the SIE exam. James previously worked at BRIDGE CAPITAL ASSOCIATES, INC., JEFFERIES & COMPANY, INC., THE BANK STREET GROUP L.L.C. and CREDIT SUISSE FIRST BOSTON CORPORATION.

Firm Information

James McLain is currently registered with FTI Capital Advisors, LLC. FTI Capital Advisors, LLC is a Limited Liability Company formed in July 2002. The firm is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James McLain’s Registration & Firm History

NY

04/13/2017 - Present

FTI Capital Advisors, LLC (NEW YORK NY)

NY

04/10/2015 - 12/31/2016

BRIDGE CAPITAL ASSOCIATES, INC. (New York NY)

NY

04/19/2004 - 04/10/2008

JEFFERIES & COMPANY, INC. (NEW YORK NY)

CT

08/19/2002 - 04/15/2004

THE BANK STREET GROUP L.L.C. (STAMFORD CT)

CT

03/25/2002 - 06/24/2002

THE BANK STREET GROUP L.L.C. (STAMFORD CT)

NY

09/08/1998 - 03/19/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

08/12/1993 - 05/04/1994

JONATHAN FOSTER & CO., L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/30/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2017

Series 7 - General Securities Representative Examination

BC

Issued 04/09/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Murphy McLain.
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