Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Munroe Lillis has been in the securities industry since December 21, 1997. James is currently registered with Solebury Capital LLC in Stamford, CT. James previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and Credit Suisse Securities (USA) LLC. James holds the following licenses: Series 3, Series 7, Series 63, and SIE. James is also registered with the following states: California, Connecticut, Maryland, Massachusetts, New Jersey, New York, Ohio, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/20/2011 - Present
Solebury Capital LLC (STAMFORD CT)
NY
02/09/2009 - 07/12/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/03/2006 - 03/11/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/14/1997 - 04/04/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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