Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mullooly is a financial professional with over 20 years of experience in the financial services industry. James is currently registered with Nylife Securities LLC and holds Series 7, Series 24, and Series 63 licenses. James has a strong track record of success in providing investment advice and financial planning services to individuals and families. James is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/23/2022 - Present
Nylife Securities LLC (MELVILLE NY)
NY
05/30/2019 - 11/01/2019
FERRETTI GROUP, INC. (NEW YORK NY)
NY
02/14/2019 - 06/04/2019
DAG SECURITIES INC. (NEW YORK NY)
NY
12/28/2018 - 03/27/2019
BENJAMIN & JEROLD BROKERAGE I, LLC (NEW YORK NY)
NY
02/24/2015 - 01/07/2019
MCCAULEY SECURITIES, LTD. (NEW YORK NY)
NY
06/17/2011 - 03/23/2015
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
06/06/2011 - 02/25/2015
W.J. BLUM & SONS, LLC (GARDEN CITY NY)
NY
06/06/2007 - 06/06/2011
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
NY
01/26/2001 - 06/15/2007
JBS SECURITIES CORP. (NEW YORK NY)
NY
10/01/2000 - 02/22/2001
KEVIN G. BOYLE SECURITIES, INC. (NEW YORK NY)
NY
08/07/1996 - 05/11/2000
INVESTEC ERNST & COMPANY (NEW YORK NY)
BC
Issued 04/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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