Unclaimed
James Muita Mathenge is a financial advisor with Capital Client Group, Inc. in Los Angeles, California. James has been in the industry since 2020 and has a combined state law license (Series 66) as well as Series 7TO and SIE licenses. James has been registered with the Financial Industry Regulatory Authority (FINRA) since 2020 and is active in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/29/2020 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
BOTH
Issued 05/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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