Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mills is an investment advisor representative at Kestra Advisory Services, LLC. James has been in the financial services industry for over 33 years. James is registered to offer securities and investment advisory services in all 50 states, the District of Columbia, and Puerto Rico. James is also licensed as a Registered Representative of Kestra Investment Services, LLC. James has a strong commitment to providing personalized financial advice to help clients reach their financial goals. James specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and charitable organizations. James has experience working with a variety of client types, including high-net-worth individuals, corporations, and pension plans. James is a member of the Financial Industry Regulatory Authority (FINRA) and is subject to FINRA’s rules and regulations. James is committed to providing clients with ethical and professional financial advice. James is a resident of Fredericksburg, TX. Outside of work, James is an active member of his community and enjoys spending time with his family.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
03/07/2024 - Present
Kestra Advisory Services, LLC (FREDERICKSBURG TX)
TX
12/15/2020 - 10/27/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Fredericksburg TX)
TX
12/12/2014 - 12/22/2020
AMERIPRISE FINANCIAL SERVICES, LLC (San Antonio TX)
TX
09/30/2013 - 12/24/2014
INVESTMENT PROFESSIONALS, INC. (KERRVILLE TX)
TX
08/16/1990 - 10/01/2013
EDWARD JONES (BASTROP TX)
BOTH
Issued 01/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 02/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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