Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Moy is a financial professional with over 10 years of experience in the financial services industry. James holds the Series 99 and SIE licenses and is currently registered with Natixis Securities Americas LLC. James's previous experience is not available. James has been active in the financial industry since July 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/30/2012 - Present
Natixis Securities Americas LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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