Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mota is a financial advisor with B. Riley Wealth Advisors, Inc. James has been working in the financial industry since 2010 and has a broad range of experience. James is a Certified Financial Planner and a Chartered Financial Consultant. James has worked for several large firms including Ameriprise Financial Services, LLC and PRUCO Securities, LLC. James also has extensive experience in the insurance industry as an agent with B. Riley Wealth Insurance, and in divorce related financial analysis and mediation. James works with individuals and families, as well as charitable organizations, businesses, and retirement plans. James provides a variety of services including financial planning, portfolio management, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/20/2023 - Present
B. Riley Wealth Advisors, Inc. (Jersey City NJ)
NY
01/24/2022 - 01/25/2023
AMERIPRISE FINANCIAL SERVICES, LLC (New York NY)
NY
01/09/2020 - 02/01/2022
PRUCO SECURITIES, LLC. (New York NY)
NY
06/18/2013 - 01/09/2020
ALLSTATE FINANCIAL SERVICES, LLC (Bardonia NY)
NY
05/09/2013 - 07/02/2013
MML INVESTORS SERVICES, LLC (TARRYTOWN NY)
FL
04/23/2010 - 05/23/2013
NYLIFE SECURITIES LLC (MIAMI FL)
IA
Issued 08/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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