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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Moss Madden is a registered investment advisor representative with IP Financial Advisory Services LLC. James has been in the securities industry since January 31, 2000. James has a Series 66 and Series 7 license, and has been registered in Minnesota and Texas. James specializes in consulting services to qualified retirement plans, financial planning, pension consulting, selection of other advisors and portfolio management. In addition to IP Financial Advisory Services LLC, James has previously worked at Patrick Capital Markets, LLC, RBC Capital Markets, LLC, Citigroup Global Markets Inc., Dain Rauscher Incorporated, and Rauscher Pierce Refsnes, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
NC
05/18/2021 - Present
IP Financial Advisory Services LLC (CHARLOTTE NC)
MO
03/10/2020 - 04/21/2021
PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)
TX
07/11/2008 - 07/18/2017
RBC CAPITAL MARKETS, LLC (PLANO TX)
TX
03/27/2001 - 07/28/2008
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
03/02/1998 - 04/09/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
06/11/1997 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BOTH
Issued 07/11/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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