Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Morrison is a financial professional with over 20 years of experience in the industry. James is currently registered with Truist Securities, Inc. in Atlanta, GA. Prior to joining Truist Securities, Inc., James was employed by Barclays Capital Inc. in Boston, MA and Banc of America Securities LLC in New York, NY. James holds a Series 63, Series 17, Series 79, SIE and Series 24 license and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
02/11/2009 - Present
Truist Securities, Inc. (ATLANTA GA)
MA
09/05/2006 - 02/24/2009
BARCLAYS CAPITAL INC. (BOSTON MA)
NY
03/21/2002 - 08/29/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/01/1996 - 11/01/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 03/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/19/2002
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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