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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Morris Jones is a financial advisor with over 39 years of experience in the industry. James has been with Morgan Stanley since June 2009. Previously, James worked at CITIGROUP GLOBAL MARKETS INC. from May 1989 to June 2009, and at DREXEL BURNHAM LAMBERT INCORPORATED from March 1984 to May 1989. James holds a variety of licenses and certifications, including Series 3, 5, 7, 63, and 65. James's specializations include various areas of investment, including Asset Allocation Advice. James has worked with a variety of clients including individuals, businesses, and charitable organizations. James specializes in portfolio management, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Houston TX)
TX
05/22/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NA
03/22/1984 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 04/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1984
Series 3 - National Commodity Futures Examination
BC
Issued 03/22/1984
Series 5 - Interest Rate Options Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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