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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mestdagh is a financial advisor with Morgan Stanley. James has over 10 years of experience in the financial services industry. Before joining Morgan Stanley in November of 2022, James was a registered representative with J.P. Morgan Securities LLC. James holds Series 7, 9, 10, 24, 66, and SIE licenses. James is registered in 53 states and the District of Columbia as a broker-dealer. James also is registered in Illinois and Texas as an investment advisor representative. James is a dedicated professional with a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
12/06/2022 - Present
Morgan Stanley (Chicago IL)
IL
02/05/2015 - 11/26/2022
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
MO
10/10/2013 - 01/05/2015
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 03/15/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/19/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/24/2016
Series 4 - Registered Options Principal Examination
BC
Issued 04/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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