Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Morgan Kenny is a financial professional with over 20 years of experience in the industry. James is currently registered with Fnex Capital, LLC, a firm based in Austin, Texas. James has held previous roles with Independent Investment Bankers, Corp., Westlake Securities, and Signature Capital Securities LLC. James holds the Series 7, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/05/2021 - Present
Fnex Capital, LLC (Austin TX)
TX
01/03/2018 - 12/23/2020
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
FL
06/07/2004 - 09/26/2017
WESTLAKE SECURITIES (NORTH PALM BEACH FL)
ME
11/10/1999 - 09/06/2005
SIGNATURE CAPITAL SECURITIES LLC (PORTLAND ME)
BC
Issued 12/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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