Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Moran is a financial professional with over 5 years of experience in the industry. James is currently registered with J.p. Morgan Institutional Investments Inc., and is licensed in several states. Prior to joining J.p. Morgan Institutional Investments Inc., James worked at Prudential Investment Management Services LLC and Morgan Stanley. James holds Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/17/2022 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NJ
07/13/2020 - 11/07/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
07/20/2018 - 09/16/2019
MORGAN STANLEY (Paramus NJ)
NJ
08/31/2017 - 02/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
BOTH
Issued 08/27/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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