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James Moorhead Vermilye

Morgan Stanley

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About James Moorhead Vermilye

James Vermilye is a financial advisor with Morgan Stanley. James has been in the financial services industry since 1997 and has held a variety of roles with different firms. James holds the Series 63, Series 65, Series 7, Series 9, Series 10 and Series 24 licenses. James also holds the Certified Financial Planner designation. James provides financial planning, portfolio management, and investment advisory services to a wide range of clients. James is registered to provide investment advice and sell securities in multiple states.

Firm Information

James Vermilye is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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James Vermilye’s Registration & Firm History

MD

11/18/2020 - Present

Morgan Stanley (Annapolis MD)

MD

08/10/2012 - 12/02/2020

ROBERT W. BAIRD & CO. INCORPORATED (EASTON MD)

MD

07/21/2009 - 08/20/2012

LPL FINANCIAL LLC (EASTON MD)

MA

07/21/2009 - 07/21/2009

LPL FINANCIAL CORPORATION (BOSTON MA)

MD

06/14/2005 - 07/21/2009

UVEST FINANCIAL SERVICES GROUP, INC. (EASTON MD)

AZ

07/17/2002 - 06/15/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MD

07/11/2001 - 05/16/2002

ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)

TX

10/07/1997 - 06/05/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MD

11/04/1996 - 09/19/1997

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

IA

Issued 12/15/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/06/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2001

Series 24 - General Securities Principal Examination

BC

Issued 05/01/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/24/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Moorhead Vermilye.
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