Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Montgomery Gregg is a financial advisor with over 20 years of experience in the industry. James is registered with Stifel, Nicolaus & Company, Inc. in New York, Texas and Colorado. James has held previous positions at Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc.. James is a Series 7 and Series 63 licensed representative. James is also registered as an investment advisor in New York, Texas, and Colorado. James specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and institutions. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/02/2018 - Present
Stifel, Nicolaus & Company, Inc. (SKANEATELES NY)
NY
01/01/2008 - 11/05/2018
WELLS FARGO CLEARING SERVICES, LLC (DEWITT NY)
NY
09/15/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DEWITT NY)
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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