Unclaimed
James Pryor is a financial advisor with over 35 years of experience in the financial services industry. James has been a registered representative of Charles Schwab & Co., Inc. since December 1987. James has a strong background in providing financial planning and portfolio management services. James is also a registered investment advisor in Texas. James is committed to providing clients with personalized financial advice and helping them achieve their financial goals. James holds the Series 63, Series 7, Series 8, Series 9, and Series 10 licenses. James is committed to providing clients with personalized financial advice and helping them achieve their financial goals. James is also a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
12/03/1987 - Present
Charles Schwab & CO., Inc. (Midland TX)
NA
07/21/1987 - 08/27/1987
THE STUART-JAMES COMPANY, INC.
BC
Issued 08/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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