Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mitchell Ollis is a financial professional with over 40 years of experience in the securities industry. James is currently registered with Kestra Advisory Services, LLC and Kestra Investment Services, LLC, and has been affiliated with the firm since July 2018. Prior to joining Kestra, James was registered with Wells Fargo Clearing Services, LLC and A.G. Edwards & Sons, Inc. James specializes in providing financial planning and investment advisory services to a wide range of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. James is also a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
10/10/2023 - Present
Kestra Advisory Services, LLC (Mobile AL)
AL
01/01/2008 - 08/02/2018
WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)
AL
10/21/1986 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MOBILE AL)
NA
06/20/1983 - 10/23/1986
DEAN WITTER REYNOLDS INC.
BC
Issued 06/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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