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James Mitchell Fountain

Kovack Advisors, Inc.

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About James Mitchell Fountain

James Mitchell Fountain is a registered investment advisor representative with Kovack Advisors, Inc. James has been in the industry since 1987 and has experience in both securities and investment advisory services. He is licensed in Alabama, Florida and Georgia. James's previous work experience includes positions at W. H. Colson Securities, Inc. and Northeast Securities, Inc. James is also an insurance agent and holds a Series 6, Series 63 and Series 26 license.

Firm Information

James Fountain is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Fountain’s Registration & Firm History

GA

05/17/2016 - Present

Kovack Advisors, Inc. (Moultrie GA)

GA

07/23/2002 - 05/16/2016

W. H. COLSON SECURITIES, INC. (MOULTRIE GA)

NY

01/02/2002 - 07/23/2002

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

MA

01/03/1997 - 12/31/2001

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

CA

06/01/1996 - 12/31/1996

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

SD

03/17/1992 - 06/01/1996

NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)

GA

07/24/1987 - 02/07/1992

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 10/13/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/23/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/1989

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Mitchell Fountain.
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