Unclaimed
James Mitchell Fountain is a registered investment advisor representative with Kovack Advisors, Inc. James has been in the industry since 1987 and has experience in both securities and investment advisory services. He is licensed in Alabama, Florida and Georgia. James's previous work experience includes positions at W. H. Colson Securities, Inc. and Northeast Securities, Inc. James is also an insurance agent and holds a Series 6, Series 63 and Series 26 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
05/17/2016 - Present
Kovack Advisors, Inc. (Moultrie GA)
GA
07/23/2002 - 05/16/2016
W. H. COLSON SECURITIES, INC. (MOULTRIE GA)
NY
01/02/2002 - 07/23/2002
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
MA
01/03/1997 - 12/31/2001
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
CA
06/01/1996 - 12/31/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
SD
03/17/1992 - 06/01/1996
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
GA
07/24/1987 - 02/07/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 10/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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