Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Milton Traudt is a financial advisor registered with Davenport & Co. LLC with over 35 years of experience in the financial industry. James is a Series 7, 24, 50, 53, 54FN and 63 licensed professional. James has also passed the Securities Industry Essentials Examination (SIE). James has been registered with Davenport & Co. LLC since 1998, and before that, he worked for Wheat, First Securities, Inc. James has also worked at Dillon, Read & Co. Inc. and J.J. Lowery & Co. James specializes in portfolio management, investment advisory, and financial planning for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
12b-1 fees and/or shareholder servicing fees
1
2
NC
09/15/1998 - Present
Davenport & Co. LLC (CHARLOTTE NC)
NC
04/27/1989 - 07/13/1995
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
CT
04/30/1984 - 04/12/1989
DILLON, READ & CO. INC. (STAMFORD CT)
NA
06/05/1982 - 07/20/1984
J.J. LOWERY & CO
BC
Issued 08/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/10/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/16/1981
Series 54FN - Municipal Securities Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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