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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Milton Kartsimas is a financial advisor in Traverse City, MI with over 30 years of experience in the industry. James Milton Kartsimas is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since May 2009. Previously, James Milton Kartsimas was registered with A. G. Edwards & Sons, Inc.. James Milton Kartsimas is registered to provide investment advice and broker-dealer services in 25 states and the District of Columbia. James Milton Kartsimas is licensed to provide investment advice in Michigan and has a Series 7, Series 63 and Series 65 license. James Milton Kartsimas's firm, Wells Fargo Clearing Services, LLC, manages over $558 billion in assets and has over 1,352,000 client accounts. The firm provides a wide range of investment services, including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/20/2010 - Present
Wells Fargo Clearing Services, LLC (TRAVERSE CITY MI)
MI
09/27/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TRAVERSE CITY MI)
IA
Issued 10/05/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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