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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Provencher is a financial advisor with Osaic Wealth, Inc. James has been working in the financial industry since November 27, 1995. James specializes in providing financial planning, pension consulting, and educational seminars to clients. James Provencher also offers portfolio management for individuals and businesses. James Provencher holds a Series 6, 7, 24, 63, and 66 license. James Provencher is registered with Osaic Wealth, Inc. in California, Florida, Nevada, and New Mexico. James Provencher is also registered with the Securities and Exchange Commission as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/01/2023 - Present
Osaic Wealth, Inc. (RAMONA CA)
CA
08/24/2015 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (RAMONA CA)
CA
10/16/2013 - 08/28/2015
FINTEGRA, LLC (SAN DIEGO CA)
CA
06/17/1998 - 10/30/2013
QUESTAR CAPITAL CORPORATION (SAN DIEGO CA)
WI
05/28/1997 - 08/03/1998
SII INVESTMENTS, INC. (APPLETON WI)
FL
09/03/1996 - 04/11/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
MA
10/13/1995 - 09/17/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 09/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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